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William Stein -- Talk for Mathematics is a long conversation: a celebration of Barry Mazur

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\title{Writing a book with Barry Mazur}
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\subtitle{``Prime Numbers and the Riemann Hypothesis''}
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\author[W.\thinspace{}Stein]{William Stein}
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\date[Mazur 80]{June 4, 2018 at Harvard University - \href{http://www.math.harvard.edu/conferences/mazur18/}{Mazur Celebration}}
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\institute[SageMath, Inc. \& UW]{SageMath, Inc. and University of Washington}
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\begin{document}
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\begin{frame}
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\titlepage
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\end{frame}
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\begin{frame}{Abstract}
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\begin{abstract}
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In 2005, Barry Mazur and I started a decade+ project to write the
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book ``Prime Numbers and the Riemann Hypothesis''.
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This talk is about
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what's in the book and why, and how the book was produced.
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\end{abstract}
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\vfill
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\hrulefill
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{\tiny Thank you to Barry and the organizers!}\\
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{\tiny Encourage people to rudely interrupt me during my talk and ask questions!}
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\end{frame}
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\begin{frame}{Prelude: collaborate with great co-authors!}
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Writing John Tate's {\em Galois Cohomology} notes for PCMI 1999...
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\vfill
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\begin{block}{}
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{\em
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``Everybody is so jealous of you getting
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to talk with John Tate!''}\\
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-- David Savitt
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\end{block}
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\vfill
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If you ever get the chance
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to write something with someone incredible,
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{\bf\em take it!!}
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\vfill
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(I next wrote a long paper with Ken Ribet from that same PCMI.)
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\end{frame}
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\begin{frame}{Overview}
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\tableofcontents
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\end{frame}
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\mysection{1}{Barry's Public Lecture}
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\begin{frame}
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\begin{center}
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\includegraphics[height=.7\textheight]{pics/barry-msri}
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\end{center}
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\end{frame}
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\begin{frame}{Clay Math Institute public lecture (MIT, May 3, 2005)}
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\begin{center}
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\href{http://www.claymath.org/library/public\_lectures/mazur\_riemann\_hypothesis.pdf}{\small\underline{``Are there still unsolved problems about the numbers 1, 2, 3, 4, ... ?''}}
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\end{center}
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\vfill
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\begin{block}{Use primes to ``sell'' number theory to the general public}
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\begin{itemize}
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\item Immediately accessible
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\item Immediately interesting
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\item How erratic primes are
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\item Cicada's every 13, 17 years...
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\item Many examples of ``open, interesting questions''
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\item People can immediately make computations of their \underline{own}
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\item Barry got his father, who had done NO
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math, hooked on the Goldbach Conjecture, so thought
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primes would work.
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\end{itemize}
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\end{block}
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\end{frame}
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\begin{frame}{SageMath}
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\vfill
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\begin{center}
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\includegraphics[width=.7\textwidth]{pics/sage-logo}
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\end{center}
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\vfill
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\begin{block}{I also launched SageMath in 2005}
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I launched Sage a few months before this 2005 CMI public lecture.
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\begin{itemize}
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\item Sage is a {\bf free open source} alternative to Mathematica, Maple, Magma, and Matlab.
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\item Early Sage development motivated by this talk
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\begin{itemize}
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\item Linking Sage to Mathematica to compute $\Gamma$
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\item Early visualization functionality
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\item Prime enumeration (via PARI)
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\end{itemize}
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\end{itemize}
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\end{block}
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\end{frame}
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\begin{frame}{More about what was in Barry's public lecture...}
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\begin{block}{Topics}
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\begin{itemize}
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\item Primes as atoms: integer factorization
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\item The largest known prime
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\item Enumerating primes: Sieve of Eratosthenes
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\item Twin primes
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\item Counting primes
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\item Gauss's Conjecture: The Prime Number Theorem
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\item Riemann: Fourier style smooth approximations $R_k(x)$ to $\pi(x)$
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\item Riemann's Harmonics: zeros of $\zeta(s)$
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\end{itemize}
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\end{block}
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\vfill
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\begin{center}
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\Large
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\emph{It worked!}
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\end{center}
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\end{frame}
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\mysection{2}{Writing a Book}
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\begin{frame}{``Let's write a book...'' -- Barry}
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\begin{block}{Could we turn this public lecture into a ``popular book''?}
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\begin{itemize}
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\item Write something for a general audience
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\item Small and readable
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\item Full of {\em mathematics}, not stories of people
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\item Profusely illustrated
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\item Meet for a few weeks in his country house and focus on this
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\end{itemize}
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\end{block}
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\end{frame}
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\begin{frame}{What kind of book?}
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There are already 4 recent popular books on the Riemann Hypothesis. Why write another?
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\vfill
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\begin{block}{Our book could be unique}
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\begin{itemize}
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\item Motivate by connecting the prime counting problem with our other research on {\em the explicit formula}
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\item Mostly math and not ``stories of people'' (other books on RH already do the stories well)
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\end{itemize}
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\end{block}
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\end{frame}
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\begin{frame}{What Sort of Book: Small, Medium or Large?}
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\begin{center}
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Like T.\thinspace{}C. MITS or like ON BULLSHIT?
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\vspace{1ex}
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\includegraphics[height=.75\textheight]{pics/tc-mits}
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\hspace{2em}
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\includegraphics[height=.75\textheight]{pics/bullshit}
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\end{center}
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\end{frame}
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\begin{frame}{Our Approach}
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\begin{block}{}
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Go back 150+ years and explain what RH is more from the point of view of classical Fourier analysis.
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\begin{itemize}
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\item Embrace a mid-19th century very $\mathbb{R}$eal perspective
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\item Leave $\mathbb{C}$omplex numbers to the very, very end
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\end{itemize}
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\end{block}
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\begin{center}
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\includegraphics[height=.5\textheight]{pics/riemann}
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\end{center}
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\end{frame}
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\begin{frame}{Target Audience?}
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\begin{block}{Who are we writing this book for?}
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\vspace{.25in}
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{\em Lovers of number theory} who want to read about mathematics.
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\vspace{.25in}
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\begin{itemize}
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\item Bright high school students?\footnote{Neither Barry nor I graduated from high school.}
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\item Retired electrical engineers?
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\end{itemize}
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\vspace{.5in}
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\end{block}
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\end{frame}
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\begin{frame}{SageMath again}
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\begin{block}{Computations with Sage drove the exposition}
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We used Sage to compute with prime numbers, zeros, etc., and generally to plot everything in the book.
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\begin{itemize}
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\item Numerous plots that are absolutely essential to the exposition, and in fact really drove it!
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\item Surprising to see so much with such little computation.
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\item Central hook of the book appears from computation:\\
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{\em ``Fourier transform links the discrete distribution at prime powers and the discrete distribution of zeros of $\zeta(s)$.''}
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\item This is also what got us thinking about ``how explicit is the explicit formula?'' (another research project...)
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\end{itemize}
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\end{block}
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\end{frame}
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\begin{frame}{Collaborative \LaTeX{} via CoCalc}
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\begin{block}{How we wrote the book}
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\begin{itemize}
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\item I wrote CoCalc's \LaTeX{} editor {\bf for this book project}:
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\begin{itemize}
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\item In a web browser
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\item Both of us simultaneously editing the same file
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\item Precise history of all changes
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\item Gives a sense of the collaborative spirit
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\end{itemize}
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\item Rough PDF of book on the web at every stage
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\item \href{https://github.com/williamstein/rh}{GitHub tracking of changes}
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\item Sage computations run in the same place as editing book
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\item Barry very closely read and understood the Sage code
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\end{itemize}
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\end{block}
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\end{frame}
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\begin{frame}{CoCalc's Collaborative \LaTeX{} Editor}
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\includegraphics[width=\textwidth]{pics/cocalc-latex}
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\end{frame}
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\begin{frame}{CoCalc's Collaborative \LaTeX{} Editor and Sage Worksheet}
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\includegraphics[width=\textwidth]{pics/cocalc-latex-2}
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\end{frame}
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\begin{frame}{}
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\vfill
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\begin{center}
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\hrulefill
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\vfill
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\Huge\sc Here is the book!
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\vfill
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\hrulefill
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\end{center}
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\vfill
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\begin{center}
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(in just a few slides)
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\end{center}
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\end{frame}
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\begin{frame}{The Prime Counting Problem}
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Let $\pi(x)$ be the number of primes $\leq x$.\\
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{\bf Problem:} {\em Give a ``good approximation'' for $\pi(x)$.}
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\vfill
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\includegraphics[width=.98\textwidth]{pics/prime-pi-100}
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\end{frame}
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\begin{frame}{The Prime Counting Problem}
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Let $\pi(x)$ be the number of primes $\leq x$.\\
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{\bf Problem:} {\em Give a ``good approximation'' for $\pi(x)$.}
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\vfill
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\includegraphics[width=.98\textwidth]{pics/prime-pi-1000}
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\end{frame}
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\begin{frame}{Focus on The Prime Counting Problem}
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Let $\pi(x)$ be the number of primes $\leq x$.\\
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{\bf Problem:} {\em Give a ``good approximation'' for $\pi(x)$.}
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\vfill
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\includegraphics[width=.98\textwidth]{pics/prime-pi-1000000}
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\end{frame}
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\begin{frame}{Answer: The Riemann Hypothesis (first formulation)}
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$$
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\Li(X) = \int_2^{X} \frac{1}{\log(t)} dt
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\text{ is good approx to }
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\pi(X) = \#\{\text{primes} \leq X\}
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$$
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\begin{flushright}
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\tiny For $X=10^{24}$:
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\end{flushright}
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\begin{center} \includegraphics[width=.47\textwidth]{pics/plot-pi-Li}
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\includegraphics[width=.47\textwidth]{pics/ten24}
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\end{center}
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\begin{block}{}
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\textbf{RH1:} The number of prime numbers less than $X$ is
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approximately $\Li(X)$ and this approximation is essentially square
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root accurate.
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\end{block}
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\hrulefill
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{\tiny Gauss wrote in his 1849 letter that
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there are $216{,}745$ prime numbers less than three million.\vspace{-1em}\\
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This is
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wrong: the actual number of these primes is $216{,}816$.}
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\end{frame}
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\begin{frame}{Answer: The Riemann Hypothesis (second formulation)}
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$\psi(x)$: ``A new staircase that starts on the ground at $x=0$ and the height of the
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riser of the step at $x=1$ will be $\log(2\pi)$. The height of the
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riser of the step at $x=p^n$ will not be $1$
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but rather: the step at $x=p^n$ will have the height of its riser
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equal to $\log p$.''
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\begin{center}
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\includegraphics[height=.4\textheight]{pics/psi}
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\end{center}
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\begin{block}{}
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\textbf{RH2:} The prime power staircase $\psi(X)$ is essentially square root close
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to the 45 degree straight line.
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\end{block}
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\end{frame}
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\begin{frame}{Answer: The Riemann Hypothesis (third formulation)}
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We deleted this formulation from the book, since it was too technical to state properly (it's the {\em explicit formula}). After deleting this, we accidentally didn't relabel the ``fourth formulation", which confused readers.
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\vfill
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Instead, we illustrate the heck out of it!
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\vfill
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\begin{block}{}
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\textbf{RH3:} The Fourier transform
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of $\psi'(X)$ \emph{``is basically''}
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a discrete distribution supported at the imaginary parts of the
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(nontrivial) zeros of $\zeta(s)$.
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\end{block}
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\end{frame}
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\begin{frame}{Fourier transform of $\Psi'(x)$ (just four terms!)}
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\begin{align*}
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f(t) = & -{\frac{\log(2)}{2^{1/2}}}\cos(t\log(2))- {\frac{\log(3)}{3^{1/2}}}\cos(t\log(3)) \\
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& \qquad -{\frac{\log(2)}{4^{1/2}}}\cos(t\log(4))-{\frac{\log(5)}{5^{1/2}}}\cos(t\log(5))
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\end{align*}
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\includegraphics[height=.42\textheight]{pics/prime-power-freq-5}
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\vfill
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\begin{itemize}
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\item Anybody can easily plot this.
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\item Arrows point to imaginary parts of zeros of $\zeta(s)$!
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\end{itemize}
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\end{frame}
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\begin{frame}{Fourier transform of $\Psi'(x)$ (first 20 terms)}
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\includegraphics[height=.41\textheight]{pics/prime-power-freq-20}
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\vfill
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$$
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-\sum_{p^n\leq 20}{\frac{\log(p)}{p^{n/2}}}\cos(t\log(p^n))
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$$
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\end{frame}
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\begin{frame}{Fourier transform of $\Psi'(x)$ (first 500 terms)}
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\includegraphics[height=.43\textheight]{pics/prime-power-freq-500}
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\vfill
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$$
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-\sum_{p^n\leq 500}{\frac{\log(p)}{p^{n/2}}}\cos(t\log(p^n))
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$$
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{\bf Take this home:}
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{\em The Fourier transform of the derivative of the prime power staircase ``is'' the
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zeros of the Riemann zeta function.}
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\end{frame}
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\begin{frame}{It goes both ways!}
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The Fourier transform of the zeros ``is'' prime powers:
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\begin{center}
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\includegraphics[height=.55\textheight]{pics/zeros-series-1000}
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\end{center}
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$$-\sum_{i=1}^{1000}
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\cos(\log(s)\theta_i)$$
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%$\theta_1 \sim 14.13, \ldots$ are the
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% first $1000$ contributions to the imaginary parts
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% of zeros.
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\end{frame}
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\begin{frame}{Riemann untangled this to get $\pi(x)$...}
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We finish book with manipulation to approximate $\pi(x)$
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by a sum of smooth functions $R_k(x)$ involving the $\theta_i$.
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\vfill
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\includegraphics[height=.65\textheight]{pics/R25-approx}
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\vfill
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Inspiration: Zagier's lecture ``The First 50 million prime numbers''.
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\end{frame}
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\begin{frame}{$R_{50}$ approximates $\pi(x)$ very well!}
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\includegraphics[height=.55\textheight]{pics/Li-R50-pi}
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\end{frame}
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\begin{frame}{Answer: The Riemann Hypothesis (fourth formulation)}
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\vfill
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\begin{block}{}
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\textbf{RH4:} All the nontrivial zeroes\index{nontrivial zeroes} of $\zeta(s)$ lie on the vertical
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line in the complex plane consisting of the
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complex numbers with real part equal to $1/2$.
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\end{block}
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\vfill
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\end{frame}
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\mysection{3}{Publishing a Book}
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\begin{frame}{How to Publish the book: Self publish!?}
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\begin{block}{Self publishing?}
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Just put it on my website and see what happens.
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\begin{itemize}
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\item Some people read it...
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\item It didn't really get \textbf{significant traction}.
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\item There was still that key \textbf{missing quality} step.
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\end{itemize}
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\end{block}
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\vfill
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Will Hearst convinced us to publish with a commercial publisher.
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Maybe he was tired of printing out copies to give to people?
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\begin{flushright}
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\includegraphics[width=1in]{pics/will-msri}
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\end{flushright}
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\end{frame}
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\begin{frame}{Finding a publisher}
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\begin{block}{Finding the right publisher for {\em this book}...}
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\begin{itemize}
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\item Barry and I have both published a few books with a couple of publishers, over the years.
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\item Talked to many editors (the JMM was \textbf{very} helpful!)
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\item Looked at reputation, similar books, and who followed up
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\item Balanced competing goals (e.g., price, quality, rights)
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\item Kaitlin Leach from Cambridge University Press won.
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\end{itemize}
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\end{block}
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\end{frame}
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\begin{frame}{Typos and Mistakes}
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\begin{block}{Or, making the book easier for people to read}
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\begin{itemize}
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\item Dozens of people carefully read drafts of
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the book and provided incredibly useful feedback.
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\textbf{THANK YOU!!}
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\item The publisher had a copy editor read the book,
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and provided complementary feedback.
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\item Don't expect your publisher to catch the sort of
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mistakes a mathematician would catch (should be 1777--1855):
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\begin{center}
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\includegraphics[height=.38\textheight]{pics/gauss}
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\end{center}
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\end{itemize}
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\end{block}
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\end{frame}
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\begin{frame}{Creating a Cover}
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\begin{block}{Ideas for Components Included...}
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\begin{itemize}
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\item Title of book
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\item Our names
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\item Plot of $\zeta(s)$, using Sage's {\tt complex\_plot}
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\item Portrait of Riemann, the star of the book!
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\item Plots illustrating the main ideas of the book
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\item A ``classical'' look
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\end{itemize}
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\end{block}
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\vfill
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There is a natural tension here: publisher vs author vs marketer
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\end{frame}
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\begin{frame}{What We Created}
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\begin{center}
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\includegraphics[height=.82\textheight]{pics/cover-we-wanted}
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\end{center}
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\end{frame}
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\begin{frame}{The Actual Cover}
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\begin{center}
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\includegraphics[height=.82\textheight]{pics/cover-front}
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\end{center}
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\end{frame}
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\begin{frame}{Endorsements for the back cover}
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Will Hearst and David Mumford kindly wrote about our book...
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\begin{center}
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\includegraphics[height=.76\textheight]{pics/cover-back}
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\end{center}
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\end{frame}
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\begin{frame}{Production}
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\begin{block}{Producing the book}
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\begin{itemize}
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\item Initial friction with production, e.g., ``Please provide Microsoft Word document.'' (Cambridge Univ Press has made many positive steps toward better \LaTeX{} support.)
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\item An unfortunate physical issue with some of the first printing.
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\item CUP strongly supported and marketed the book.
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\item Working with CUP has been a {\em very positive experience} overall.
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\end{itemize}
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\end{block}
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\end{frame}
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\begin{frame}{Published!}
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\includegraphics[width=.98\textwidth]{pics/amazon-prime}
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\end{frame}
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\begin{frame}{User Reviews}
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\includegraphics[width=\textwidth]{pics/amazon-review}
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\hrulefill
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\vfill
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%Negative reviews mainly due to \textit{production issues},
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%both with the physical book
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%and the Kindle edition, which CUP fully addressed.
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\end{frame}
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\begin{frame}{Magazine \& Blog Reviews}
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\begin{itemize}
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\item \href{http://www.ams.org/journals/bull/2018-55-03/S0273-0979-2018-01624-8/}{Sarnak review in Bulletins}: ``make effective use of such technology and do a marvelous job of integrating
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all this information into an exposition of the underlying mathematics.''
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\item \href{https://www.tandfonline.com/doi/abs/10.1080/00029890.2018.1438005}{Avner Ash in American Math Monthly}
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\item \href{https://www.maa.org/press/maa-reviews/prime-numbers-and-the-riemann-hypothesis}{MAA review}: ``This book is a splendid piece of work, informative and valuable.''
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\item \href{https://golem.ph.utexas.edu/category/2016/03/prime_numbers_and_the_riemann.html}{John Baez}: ``It's the best elementary introduction to the connection between prime numbers and zeros of the Riemann zeta function.''
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\item \href{https://mathbabe.org/2016/05/03/prime-numbers-and-the-riemann-hypothesis/}{Cathy O'Neil}: ``If I have one complaint it's all the pictures of white male mathematicians. [...] it would have been even better if it focused on the ideas more and the people less.''
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\end{itemize}
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\end{frame}
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\begin{frame}{\$ Royalties \$}
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We sold some copies, so Cambridge University Press sent us some money.
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I'm spending my share on expenses for my dream dog:
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\begin{center}
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\includegraphics[height=.7\textheight]{pics/bella-puppy}
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\end{center}
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\end{frame}
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\begin{frame}[fragile]
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\frametitle{Translations}
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\begin{verbatim}
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25 Apr 2018
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Dear Professor Stein,
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Prime Numbers and the Riemann Hypothesis
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I am delighted to inform you that we are currently
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concluding an agreement with Nippon Hyoron Sha for
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a Japanese language edition of your book. They plan
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to print an edition of 2,500 copies initially, which
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will be sold at approximately 2,200 JPY per copy.
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\end{verbatim}
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\end{frame}
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\begin{frame}
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\frametitle{Future plans}
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\begin{block}{Someday we hope to...}
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\begin{itemize}
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\item Create online fully interactive version of all the
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plots, which don't require knowing Sage to use.
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\item Finish related research on $L$-series of elliptic curves, connecting the rank to statistical
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behavior of the $a_p$.
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\end{itemize}
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\end{block}
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\vfill
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\begin{center}
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Thank You!
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\end{center}
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\end{frame}
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\end{document}
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