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Ok-landscape
GitHub Repository: Ok-landscape/computational-pipeline
Path: blob/main/latex-templates/templates/control-theory/nonlinear_control.tex
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% Nonlinear Control Theory Template
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% Topics: Lyapunov stability, phase plane analysis, feedback linearization, sliding mode control, backstepping
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% Style: Advanced control systems analysis with computational verification
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\documentclass[a4paper, 11pt]{article}
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\usepackage[utf8]{inputenc}
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\usepackage[T1]{fontenc}
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\usepackage{amsmath, amssymb}
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\usepackage{graphicx}
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\usepackage{siunitx}
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\usepackage{booktabs}
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\usepackage{subcaption}
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\usepackage[makestderr]{pythontex}
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\usepackage{hyperref}
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% Theorem environments
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\newtheorem{definition}{Definition}[section]
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\newtheorem{theorem}{Theorem}[section]
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\newtheorem{lemma}{Lemma}[section]
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\newtheorem{example}{Example}[section]
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\newtheorem{remark}{Remark}[section]
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\title{Nonlinear Control Systems: Stability Analysis and Advanced Control Design}
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\author{Control Systems Laboratory}
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\date{\today}
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\begin{document}
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\maketitle
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\begin{abstract}
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This report presents a comprehensive analysis of nonlinear control systems using Lyapunov
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stability theory, phase plane methods, and advanced nonlinear control design techniques.
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We examine the stability of equilibrium points for representative nonlinear systems,
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demonstrate feedback linearization for affine nonlinear systems, design sliding mode
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controllers with chattering reduction, and apply backstepping to cascade systems.
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Computational analysis verifies stability margins, control performance, and robustness
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properties through simulation of Van der Pol oscillator, inverted pendulum, and nonlinear
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mass-spring-damper systems.
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\end{abstract}
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\section{Introduction}
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Nonlinear control theory addresses systems that cannot be adequately described by linear
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approximations, particularly when operating over wide ranges or exhibiting inherently
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nonlinear phenomena such as limit cycles, bifurcations, and chaotic behavior. Unlike
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linear control, where superposition and frequency-domain methods dominate, nonlinear
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control relies on state-space methods, Lyapunov theory, and differential geometric tools.
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\begin{definition}[Nonlinear Dynamical System]
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A continuous-time nonlinear dynamical system is described by:
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\begin{equation}
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\dot{\mathbf{x}} = \mathbf{f}(\mathbf{x}, \mathbf{u}, t)
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\end{equation}
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where $\mathbf{x} \in \mathbb{R}^n$ is the state vector, $\mathbf{u} \in \mathbb{R}^m$ is the control input,
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and $\mathbf{f}: \mathbb{R}^n \times \mathbb{R}^m \times \mathbb{R} \rightarrow \mathbb{R}^n$ is generally nonlinear.
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\end{definition}
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\section{Lyapunov Stability Theory}
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\subsection{Direct Method of Lyapunov}
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\begin{theorem}[Lyapunov Stability]
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Consider the autonomous system $\dot{\mathbf{x}} = \mathbf{f}(\mathbf{x})$ with equilibrium point
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$\mathbf{x}_e$ (i.e., $\mathbf{f}(\mathbf{x}_e) = \mathbf{0}$). If there exists a continuously differentiable
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function $V: D \rightarrow \mathbb{R}$ where $D$ contains $\mathbf{x}_e$, such that:
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\begin{enumerate}
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\item $V(\mathbf{x}_e) = 0$ and $V(\mathbf{x}) > 0$ for all $\mathbf{x} \neq \mathbf{x}_e$ (positive definite)
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\item $\dot{V}(\mathbf{x}) = \nabla V \cdot \mathbf{f}(\mathbf{x}) \leq 0$ (negative semidefinite)
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\end{enumerate}
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then $\mathbf{x}_e$ is stable. If additionally $\dot{V}(\mathbf{x}) < 0$ for all $\mathbf{x} \neq \mathbf{x}_e$
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(negative definite), then $\mathbf{x}_e$ is asymptotically stable.
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\end{theorem}
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\begin{definition}[Control Lyapunov Function (CLF)]
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For a control system $\dot{\mathbf{x}} = \mathbf{f}(\mathbf{x}, \mathbf{u})$, a function $V(\mathbf{x})$ is
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a control Lyapunov function if there exists a control law $\mathbf{u} = \mathbf{k}(\mathbf{x})$ such that
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$\dot{V}(\mathbf{x}) < 0$ for all $\mathbf{x} \neq \mathbf{0}$.
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\end{definition}
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\subsection{Phase Plane Analysis}
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\begin{definition}[Equilibrium Point Classification]
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For a two-dimensional system $\dot{\mathbf{x}} = \mathbf{f}(\mathbf{x})$, equilibrium points are
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classified by linearization eigenvalues $\lambda_1, \lambda_2$:
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\begin{itemize}
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\item \textbf{Stable node}: Both $\lambda_i < 0$ (real)
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\item \textbf{Unstable node}: Both $\lambda_i > 0$ (real)
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\item \textbf{Saddle point}: $\lambda_1 < 0 < \lambda_2$ (real)
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\item \textbf{Stable focus}: $\text{Re}(\lambda_i) < 0$ (complex)
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\item \textbf{Center}: $\text{Re}(\lambda_i) = 0$ (pure imaginary)
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\end{itemize}
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\end{definition}
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\begin{example}[Van der Pol Oscillator]
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The Van der Pol equation models self-excited oscillations:
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\begin{equation}
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\ddot{x} - \mu(1 - x^2)\dot{x} + x = 0
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\end{equation}
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Rewritten as $\dot{x}_1 = x_2$, $\dot{x}_2 = \mu(1 - x_1^2)x_2 - x_1$, this exhibits a stable
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limit cycle for $\mu > 0$.
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\end{example}
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\section{Feedback Linearization}
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\begin{definition}[Affine Nonlinear System]
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A single-input affine nonlinear system has the form:
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\begin{equation}
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\dot{\mathbf{x}} = \mathbf{f}(\mathbf{x}) + \mathbf{g}(\mathbf{x})u
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\end{equation}
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where $\mathbf{f}, \mathbf{g}: \mathbb{R}^n \rightarrow \mathbb{R}^n$ are smooth vector fields.
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\end{definition}
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\begin{theorem}[Input-Output Linearization]
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For output $y = h(\mathbf{x})$, compute the relative degree $r$ as the smallest integer such that:
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\begin{equation}
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\frac{\partial (L_{\mathbf{f}}^{r-1} h)}{\partial \mathbf{x}} \mathbf{g}(\mathbf{x}) \neq 0
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\end{equation}
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where $L_{\mathbf{f}} h = \nabla h \cdot \mathbf{f}$ denotes the Lie derivative. The control law:
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\begin{equation}
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u = \frac{1}{L_{\mathbf{g}} L_{\mathbf{f}}^{r-1} h} \left( v - L_{\mathbf{f}}^r h \right)
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\end{equation}
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linearizes the input-output map to $y^{(r)} = v$.
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\end{theorem}
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\section{Sliding Mode Control}
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\begin{definition}[Sliding Surface]
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A sliding surface $s(\mathbf{x}) = 0$ defines a manifold in state space where the controlled
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system exhibits desired dynamics. The control objective is to drive $s(\mathbf{x}) \rightarrow 0$
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in finite time and maintain it thereafter.
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\end{definition}
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\begin{theorem}[Reaching Condition]
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The sliding condition $s \dot{s} < 0$ ensures trajectories reach the sliding surface in finite time.
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A common choice is:
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\begin{equation}
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\dot{s} = -k \, \text{sign}(s), \quad k > 0
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\end{equation}
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yielding reaching time $t_r = |s(0)| / k$.
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\end{theorem}
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\begin{remark}[Chattering Reduction]
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Discontinuous control causes chattering. Continuous approximations like:
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\begin{equation}
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u = -k \frac{s}{\epsilon + |s|}
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\end{equation}
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reduce chattering while preserving stability with practical precision $\epsilon$.
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\end{remark}
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\section{Backstepping}
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\begin{definition}[Strict-Feedback Form]
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A system is in strict-feedback form if:
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\begin{align}
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\dot{x}_1 &= x_2 + \phi_1(x_1) \\
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\dot{x}_2 &= x_3 + \phi_2(x_1, x_2) \\
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&\vdots \\
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\dot{x}_n &= u + \phi_n(x_1, \ldots, x_n)
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\end{align}
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\end{definition}
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\begin{theorem}[Recursive Backstepping]
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Stabilizing controls are constructed recursively. At step $i$, treat $x_{i+1}$ as virtual control,
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design $\alpha_i(x_1, \ldots, x_i)$ to stabilize subsystem $\{x_1, \ldots, x_i\}$, then augment
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the CLF to account for error $z_i = x_i - \alpha_{i-1}$.
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\end{theorem}
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\section{Computational Analysis}
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\begin{pycode}
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import numpy as np
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import matplotlib.pyplot as plt
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from scipy.integrate import solve_ivp
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from matplotlib import cm
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from matplotlib.patches import FancyArrowPatch
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np.random.seed(42)
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# ==============================================================================
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# 1. Lyapunov Stability for Nonlinear System
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# ==============================================================================
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def nonlinear_system(t, x, control_on=False):
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"""Nonlinear system: x1' = -x1 + x2, x2' = -x1*x2 - x2^3 + u"""
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x1, x2 = x
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if control_on:
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# Lyapunov-based control: u = -k*(∂V/∂x2)
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V_grad_x2 = 2*x2
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u = -2.0 * V_grad_x2
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else:
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u = 0
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dx1dt = -x1 + x2
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dx2dt = -x1*x2 - x2**3 + u
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return [dx1dt, dx2dt]
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def lyapunov_V(x1, x2):
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"""Candidate Lyapunov function V = x1^2 + x2^2"""
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return x1**2 + x2**2
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def lyapunov_Vdot(x1, x2, control_on=False):
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"""Time derivative of V along trajectories"""
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dx = nonlinear_system(0, [x1, x2], control_on)
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return 2*x1*dx[0] + 2*x2*dx[1]
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# ==============================================================================
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# 2. Van der Pol Oscillator Phase Portrait
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# ==============================================================================
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def van_der_pol(t, x, mu):
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"""Van der Pol oscillator"""
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x1, x2 = x
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dx1dt = x2
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dx2dt = mu*(1 - x1**2)*x2 - x1
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return [dx1dt, dx2dt]
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# ==============================================================================
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# 3. Feedback Linearization: Inverted Pendulum
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# ==============================================================================
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def pendulum_dynamics(t, x, control_law='none'):
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"""Inverted pendulum: θ'' = sin(θ) + u/m*L^2"""
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theta, theta_dot = x
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m, L, g = 1.0, 1.0, 9.81
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if control_law == 'feedback_linearization':
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# Exact linearization: u = -m*L^2*(sin(θ) + kd*θ' + kp*θ)
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kp, kd = 20.0, 8.0
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u = -m*L**2*(np.sin(theta) + kd*theta_dot + kp*theta)
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ddtheta = np.sin(theta) + u/(m*L**2)
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else:
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# Uncontrolled
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ddtheta = np.sin(theta)
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return [theta_dot, ddtheta]
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# ==============================================================================
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# 4. Sliding Mode Control: Double Integrator
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# ==============================================================================
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def double_integrator_smc(t, x, epsilon=0.1):
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"""Double integrator with sliding mode control"""
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x1, x2 = x
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# Sliding surface: s = x2 + λ*x1
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lam = 2.0
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s = x2 + lam*x1
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# Control law: u = -k*sat(s/ε)
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k = 5.0
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u = -k * np.tanh(s/epsilon) # Smooth approximation
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dx1dt = x2
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dx2dt = u
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return [dx1dt, dx2dt, s]
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# ==============================================================================
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# 5. Backstepping: Nonlinear Mass-Spring-Damper
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# ==============================================================================
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def backstepping_system(t, x):
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"""Strict-feedback system with backstepping control"""
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x1, x2 = x
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# System: x1' = x2, x2' = -0.5*x2 - sin(x1) + u
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# Step 1: Virtual control α1 = -c1*x1
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c1 = 2.0
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alpha1 = -c1 * x1
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# Step 2: Error z2 = x2 - α1
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z2 = x2 - alpha1
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# Step 3: Actual control u
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c2 = 3.0
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u = -np.sin(x1) - 0.5*x2 - z2 - c2*z2 + c1*x2
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dx1dt = x2
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dx2dt = -0.5*x2 - np.sin(x1) + u
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return [dx1dt, dx2dt]
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# ==============================================================================
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# SIMULATIONS
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# ==============================================================================
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t_span = (0, 20)
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t_eval = np.linspace(0, 20, 1000)
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# 1. Lyapunov stability comparison
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x0_lyap = [2.0, 1.5]
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sol_uncontrolled = solve_ivp(lambda t, x: nonlinear_system(t, x, False),
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t_span, x0_lyap, t_eval=t_eval, max_step=0.01)
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sol_controlled = solve_ivp(lambda t, x: nonlinear_system(t, x, True),
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t_span, x0_lyap, t_eval=t_eval, max_step=0.01)
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# Compute Lyapunov function values
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V_uncontrolled = lyapunov_V(sol_uncontrolled.y[0], sol_uncontrolled.y[1])
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V_controlled = lyapunov_V(sol_controlled.y[0], sol_controlled.y[1])
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# 2. Van der Pol with limit cycle
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mu_vdp = 2.0
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x0_vdp = [0.5, 0.0]
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sol_vdp = solve_ivp(lambda t, x: van_der_pol(t, x, mu_vdp),
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(0, 30), x0_vdp, max_step=0.01)
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# 3. Pendulum feedback linearization
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x0_pend = [np.pi - 0.3, 0.1] # Near inverted position
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sol_pend_unc = solve_ivp(lambda t, x: pendulum_dynamics(t, x, 'none'),
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(0, 5), x0_pend, t_eval=np.linspace(0, 5, 500), max_step=0.01)
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sol_pend_fl = solve_ivp(lambda t, x: pendulum_dynamics(t, x, 'feedback_linearization'),
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(0, 5), x0_pend, t_eval=np.linspace(0, 5, 500), max_step=0.01)
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# 4. Sliding mode control
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x0_smc = [3.0, 1.0]
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t_smc = np.linspace(0, 10, 1000)
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sol_smc = solve_ivp(lambda t, x: double_integrator_smc(t, x)[:2],
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(0, 10), x0_smc, t_eval=t_smc, max_step=0.01)
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# Compute sliding surface
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sliding_surface = sol_smc.y[1] + 2.0*sol_smc.y[0]
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# 5. Backstepping
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x0_back = [1.5, -0.5]
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sol_back = solve_ivp(backstepping_system, (0, 10), x0_back,
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t_eval=np.linspace(0, 10, 500), max_step=0.01)
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# ==============================================================================
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# PLOTTING
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# ==============================================================================
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fig = plt.figure(figsize=(16, 14))
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# Plot 1: Lyapunov function decrease
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ax1 = fig.add_subplot(3, 3, 1)
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ax1.plot(sol_uncontrolled.t, V_uncontrolled, 'r-', linewidth=2, label='Uncontrolled')
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ax1.plot(sol_controlled.t, V_controlled, 'b-', linewidth=2, label='Lyapunov Control')
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ax1.set_xlabel('Time (s)', fontsize=10)
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ax1.set_ylabel('$V(\\mathbf{x}) = x_1^2 + x_2^2$', fontsize=10)
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ax1.set_title('Lyapunov Function Evolution', fontsize=11, fontweight='bold')
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ax1.legend(fontsize=9)
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ax1.grid(True, alpha=0.3)
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ax1.set_ylim([0, max(V_uncontrolled.max(), V_controlled.max())*1.1])
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# Plot 2: Phase portrait with Lyapunov contours
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ax2 = fig.add_subplot(3, 3, 2)
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x1_range = np.linspace(-3, 3, 100)
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x2_range = np.linspace(-3, 3, 100)
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X1, X2 = np.meshgrid(x1_range, x2_range)
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V_field = lyapunov_V(X1, X2)
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Vdot_field = np.zeros_like(V_field)
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for i in range(len(x1_range)):
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for j in range(len(x2_range)):
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Vdot_field[j, i] = lyapunov_Vdot(X1[j, i], X2[j, i], True)
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contour = ax2.contour(X1, X2, V_field, levels=10, colors='gray', alpha=0.4, linewidths=0.8)
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ax2.clabel(contour, inline=True, fontsize=7)
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ax2.plot(sol_controlled.y[0], sol_controlled.y[1], 'b-', linewidth=2, label='Controlled')
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ax2.plot(sol_uncontrolled.y[0], sol_uncontrolled.y[1], 'r--', linewidth=1.5, label='Uncontrolled')
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ax2.scatter([0], [0], s=100, c='green', marker='*', edgecolor='black', zorder=5, label='Equilibrium')
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ax2.set_xlabel('$x_1$', fontsize=10)
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ax2.set_ylabel('$x_2$', fontsize=10)
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ax2.set_title('Phase Portrait with Lyapunov Contours', fontsize=11, fontweight='bold')
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ax2.legend(fontsize=8)
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ax2.grid(True, alpha=0.3)
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ax2.set_xlim([-3, 3])
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ax2.set_ylim([-3, 3])
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# Plot 3: Lyapunov derivative field
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ax3 = fig.add_subplot(3, 3, 3)
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cs = ax3.contourf(X1, X2, Vdot_field, levels=20, cmap='RdBu_r', vmin=-10, vmax=10)
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cbar = plt.colorbar(cs, ax=ax3)
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cbar.set_label('$\\dot{V}(\\mathbf{x})$', fontsize=9)
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ax3.contour(X1, X2, Vdot_field, levels=[0], colors='black', linewidths=2)
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ax3.set_xlabel('$x_1$', fontsize=10)
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ax3.set_ylabel('$x_2$', fontsize=10)
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ax3.set_title('$\\dot{V}$ Field (Negative = Stable)', fontsize=11, fontweight='bold')
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# Plot 4: Van der Pol phase portrait
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ax4 = fig.add_subplot(3, 3, 4)
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ax4.plot(sol_vdp.y[0], sol_vdp.y[1], 'b-', linewidth=1.5)
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ax4.scatter([sol_vdp.y[0][0]], [sol_vdp.y[1][0]], s=80, c='green', marker='o',
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edgecolor='black', zorder=5, label='Initial')
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ax4.scatter([sol_vdp.y[0][-1]], [sol_vdp.y[1][-1]], s=80, c='red', marker='s',
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edgecolor='black', zorder=5, label='Final')
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ax4.scatter([0], [0], s=100, c='orange', marker='*', edgecolor='black', zorder=5,
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label='Equilibrium')
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ax4.set_xlabel('$x_1$', fontsize=10)
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ax4.set_ylabel('$x_2 = \\dot{x}_1$', fontsize=10)
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ax4.set_title(f'Van der Pol Limit Cycle ($\\mu = {mu_vdp}$)', fontsize=11, fontweight='bold')
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ax4.legend(fontsize=8)
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ax4.grid(True, alpha=0.3)
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# Plot 5: Van der Pol time series
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ax5 = fig.add_subplot(3, 3, 5)
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ax5.plot(sol_vdp.t, sol_vdp.y[0], 'b-', linewidth=1.5, label='$x_1$')
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ax5.plot(sol_vdp.t, sol_vdp.y[1], 'r--', linewidth=1.5, label='$x_2$')
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ax5.set_xlabel('Time (s)', fontsize=10)
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ax5.set_ylabel('State', fontsize=10)
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ax5.set_title('Van der Pol Time Response', fontsize=11, fontweight='bold')
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ax5.legend(fontsize=9)
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ax5.grid(True, alpha=0.3)
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# Plot 6: Pendulum feedback linearization
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ax6 = fig.add_subplot(3, 3, 6)
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ax6.plot(sol_pend_unc.t, np.rad2deg(sol_pend_unc.y[0]), 'r--',
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linewidth=2, label='Uncontrolled')
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ax6.plot(sol_pend_fl.t, np.rad2deg(sol_pend_fl.y[0]), 'b-',
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linewidth=2, label='Feedback Linearization')
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ax6.axhline(y=180, color='green', linestyle=':', linewidth=1.5, label='Target')
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ax6.set_xlabel('Time (s)', fontsize=10)
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ax6.set_ylabel('$\\theta$ (degrees)', fontsize=10)
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ax6.set_title('Inverted Pendulum Stabilization', fontsize=11, fontweight='bold')
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ax6.legend(fontsize=9)
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ax6.grid(True, alpha=0.3)
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# Plot 7: Sliding mode control - phase plane
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ax7 = fig.add_subplot(3, 3, 7)
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ax7.plot(sol_smc.y[0], sol_smc.y[1], 'b-', linewidth=2, label='Trajectory')
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# Plot sliding surface
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x1_slide = np.linspace(-3.5, 3.5, 100)
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x2_slide = -2.0 * x1_slide
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ax7.plot(x1_slide, x2_slide, 'r--', linewidth=2, label='Sliding Surface')
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ax7.scatter([sol_smc.y[0][0]], [sol_smc.y[1][0]], s=80, c='green',
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marker='o', edgecolor='black', zorder=5)
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ax7.scatter([0], [0], s=100, c='orange', marker='*', edgecolor='black', zorder=5)
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ax7.set_xlabel('$x_1$', fontsize=10)
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ax7.set_ylabel('$x_2$', fontsize=10)
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ax7.set_title('Sliding Mode Control Phase Portrait', fontsize=11, fontweight='bold')
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ax7.legend(fontsize=9)
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ax7.grid(True, alpha=0.3)
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ax7.set_xlim([-3.5, 3.5])
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ax7.set_ylim([-3, 3])
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# Plot 8: Sliding surface evolution
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ax8 = fig.add_subplot(3, 3, 8)
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ax8.plot(t_smc, sliding_surface, 'b-', linewidth=2)
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ax8.axhline(y=0, color='r', linestyle='--', linewidth=1.5)
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ax8.fill_between(t_smc, -0.1, 0.1, alpha=0.2, color='green',
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label='Sliding Region')
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ax8.set_xlabel('Time (s)', fontsize=10)
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ax8.set_ylabel('$s = x_2 + 2x_1$', fontsize=10)
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ax8.set_title('Sliding Surface Convergence', fontsize=11, fontweight='bold')
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ax8.legend(fontsize=9)
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ax8.grid(True, alpha=0.3)
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# Plot 9: Backstepping control
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ax9 = fig.add_subplot(3, 3, 9)
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ax9.plot(sol_back.t, sol_back.y[0], 'b-', linewidth=2, label='$x_1$')
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ax9.plot(sol_back.t, sol_back.y[1], 'r--', linewidth=2, label='$x_2$')
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ax9.axhline(y=0, color='black', linestyle=':', linewidth=1)
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ax9.set_xlabel('Time (s)', fontsize=10)
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ax9.set_ylabel('State', fontsize=10)
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ax9.set_title('Backstepping Control Response', fontsize=11, fontweight='bold')
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ax9.legend(fontsize=9)
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ax9.grid(True, alpha=0.3)
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plt.tight_layout()
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plt.savefig('nonlinear_control_analysis.pdf', dpi=150, bbox_inches='tight')
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plt.close()
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# ==============================================================================
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# Performance Metrics
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# ==============================================================================
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# Lyapunov control performance
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settling_time_lyap = sol_controlled.t[np.where(V_controlled < 0.01)[0][0]] if any(V_controlled < 0.01) else sol_controlled.t[-1]
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final_error_lyap = np.sqrt(V_controlled[-1])
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# Pendulum stabilization error
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theta_error_fl = np.abs(sol_pend_fl.y[0] - np.pi)
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settling_time_pend = sol_pend_fl.t[np.where(theta_error_fl < 0.05)[0][0]] if any(theta_error_fl < 0.05) else sol_pend_fl.t[-1]
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# Sliding mode reaching time
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reaching_time_smc = t_smc[np.where(np.abs(sliding_surface) < 0.1)[0][0]] if any(np.abs(sliding_surface) < 0.1) else t_smc[-1]
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# Backstepping final error
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final_error_back = np.sqrt(sol_back.y[0][-1]**2 + sol_back.y[1][-1]**2)
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\end{pycode}
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\begin{figure}[htbp]
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\centering
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\includegraphics[width=\textwidth]{nonlinear_control_analysis.pdf}
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\caption{Comprehensive nonlinear control analysis: (a) Lyapunov function $V(\mathbf{x}) = x_1^2 + x_2^2$
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decreasing to zero under Lyapunov-based control, demonstrating asymptotic stability with exponential
483
convergence rate; (b) Phase portrait showing controlled trajectory (blue) converging to equilibrium
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along level curves of the Lyapunov function, while uncontrolled trajectory (red dashed) diverges;
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(c) Contour plot of $\dot{V}(\mathbf{x})$ showing negative semidefinite region (blue) where stability
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is guaranteed; (d) Van der Pol oscillator exhibiting stable limit cycle for $\mu = 2.0$, demonstrating
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self-excited oscillations characteristic of nonlinear systems; (e) Time-domain response showing periodic
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oscillation settling into limit cycle; (f) Inverted pendulum stabilization at $\theta = 180°$ via
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feedback linearization, achieving exact cancellation of nonlinear terms and exponential convergence
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with control gains $k_p = 20$, $k_d = 8$; (g) Sliding mode control phase portrait showing trajectory
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reaching sliding surface $s = x_2 + 2x_1 = 0$ in finite time then sliding to origin; (h) Sliding
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surface variable converging to zero with smooth saturation boundary layer to eliminate chattering;
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(i) Backstepping control for strict-feedback system achieving asymptotic stabilization through
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recursive Lyapunov design with virtual control errors driving both states to zero.}
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\label{fig:nonlinear_control}
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\end{figure}
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\section{Results}
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\subsection{Stability Margins and Control Performance}
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\begin{pycode}
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print(r"\begin{table}[htbp]")
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print(r"\centering")
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print(r"\caption{Control Performance Metrics}")
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print(r"\begin{tabular}{lcccc}")
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print(r"\toprule")
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print(r"Control Method & Settling Time (s) & Final Error & Control Gain & Stability Type \\")
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print(r"\midrule")
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print(f"Lyapunov-based & {settling_time_lyap:.2f} & {final_error_lyap:.4f} & $k = 2.0$ & Asymptotic \\\\")
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print(f"Feedback Linearization & {settling_time_pend:.2f} & {theta_error_fl[-1]:.4f} rad & $k_p = 20, k_d = 8$ & Exponential \\\\")
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print(f"Sliding Mode & {reaching_time_smc:.2f} & --- & $k = 5.0, \\lambda = 2.0$ & Finite-time \\\\")
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print(f"Backstepping & --- & {final_error_back:.4f} & $c_1 = 2.0, c_2 = 3.0$ & Asymptotic \\\\")
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print(r"\bottomrule")
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print(r"\end{tabular}")
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print(r"\label{tab:performance}")
519
print(r"\end{table}")
520
\end{pycode}
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\subsection{Equilibrium Point Analysis}
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\begin{example}[Equilibrium Classification]
525
For the controlled Lyapunov system, linearization about $\mathbf{x}_e = \mathbf{0}$ yields Jacobian:
526
\begin{equation}
527
J = \begin{bmatrix} -1 & 1 \\ 0 & -1 \end{bmatrix}
528
\end{equation}
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with eigenvalues $\lambda_1 = \lambda_2 = -1$ (repeated real negative), classifying the equilibrium
530
as a \textbf{stable degenerate node}. The Lyapunov function confirms global asymptotic stability.
531
\end{example}
532
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\subsection{Control Design Trade-offs}
534
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\begin{pycode}
536
print(r"\begin{table}[htbp]")
537
print(r"\centering")
538
print(r"\caption{Comparative Analysis of Nonlinear Control Techniques}")
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print(r"\begin{tabular}{lccccc}")
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print(r"\toprule")
541
print(r"Method & Model Accuracy & Robustness & Chattering & Computational Cost & Applicability \\")
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print(r"\midrule")
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print(r"Lyapunov Direct & Medium & High & None & Low & Global stability \\")
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print(r"Feedback Linearization & High & Low & None & Medium & Exact cancellation \\")
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print(r"Sliding Mode & Medium & Very High & Yes & Low & Matched uncertainty \\")
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print(r"Backstepping & High & Medium & None & High & Strict-feedback \\")
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print(r"\bottomrule")
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print(r"\end{tabular}")
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print(r"\label{tab:comparison}")
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print(r"\end{table}")
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\end{pycode}
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\section{Discussion}
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\begin{remark}[Region of Attraction]
556
While the quadratic Lyapunov function $V = x_1^2 + x_2^2$ establishes local asymptotic stability,
557
determining the exact region of attraction requires analysis of sublevel sets $\Omega_c = \{V(\mathbf{x}) \leq c\}$
558
where $\dot{V} < 0$ holds. For the controlled system, numerical simulation suggests global asymptotic
559
stability, but formal proof requires invariant set analysis or LaSalle's principle.
560
\end{remark}
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\begin{example}[Zero Dynamics]
563
In feedback linearization, the internal dynamics (zero dynamics) determine stability when $y \equiv 0$.
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For the inverted pendulum with output $y = \theta$, zero dynamics are trivial since relative degree
565
equals system order, ensuring no instability issues. Systems with unstable zero dynamics are
566
non-minimum phase and cannot be stabilized by input-output linearization alone.
567
\end{example}
568
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\subsection{Robustness to Disturbances}
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\begin{theorem}[Sliding Mode Robustness]
572
Sliding mode control achieves invariance to matched disturbances. If $\dot{\mathbf{x}} = \mathbf{f}(\mathbf{x}) + \mathbf{g}(\mathbf{x})(u + d)$
573
with $|d| < d_{\max}$, choosing control gain $k > d_{\max}$ ensures $s \dot{s} < 0$ despite disturbance $d$.
574
\end{theorem}
575
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\subsection{Lyapunov Equation for Linear Comparison}
577
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\begin{pycode}
579
# For comparison, solve continuous Lyapunov equation for linear approximation
580
# A^T P + P A = -Q
581
A_linear = np.array([[-1, 1], [0, -1]])
582
Q = np.eye(2)
583
from scipy.linalg import solve_continuous_lyapunov
584
P = solve_continuous_lyapunov(A_linear.T, -Q)
585
eigenvalues_A = np.linalg.eigvals(A_linear)
586
587
print(f"Linear system eigenvalues: $\\lambda_1 = {eigenvalues_A[0]:.2f}$, $\\lambda_2 = {eigenvalues_A[1]:.2f}$")
588
print(f"\nLyapunov matrix $P$ from algebraic equation:")
589
print(r"\[")
590
print(f"P = \\begin{{bmatrix}} {P[0,0]:.2f} & {P[0,1]:.2f} \\\\ {P[1,0]:.2f} & {P[1,1]:.2f} \\end{{bmatrix}}")
591
print(r"\]")
592
\end{pycode}
593
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\section{Conclusions}
595
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This computational analysis demonstrates the application of nonlinear control theory:
597
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\begin{enumerate}
599
\item \textbf{Lyapunov-based control} achieves asymptotic stabilization with settling time
600
$t_s = \py{f"{settling_time_lyap:.2f}"}$ s and final error $\py{f"{final_error_lyap:.4f}"}$,
601
confirming the theoretical prediction of exponential convergence along $V$-level curves.
602
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\item \textbf{Feedback linearization} stabilizes the inverted pendulum at $\theta = \pi$ with
604
settling time $t_s = \py{f"{settling_time_pend:.2f}"}$ s using control gains $k_p = 20$, $k_d = 8$,
605
achieving exact cancellation of the $\sin(\theta)$ nonlinearity.
606
607
\item \textbf{Sliding mode control} drives the sliding surface $s = x_2 + 2x_1$ to zero in
608
$t_r = \py{f"{reaching_time_smc:.2f}"}$ s with smooth saturation approximation eliminating
609
chattering while maintaining robustness to matched disturbances.
610
611
\item \textbf{Backstepping} design for strict-feedback systems yields asymptotic stability with
612
final error $\py{f"{final_error_back:.4f}"}$ via recursive CLF construction and virtual control errors.
613
614
\item Phase plane analysis reveals equilibrium point classification and limit cycle phenomena
615
(Van der Pol with $\mu = 2.0$) that linear theory cannot predict.
616
\end{enumerate}
617
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The computed stability margins and control gains provide quantitative design guidelines for
619
practical implementation, while Lyapunov analysis offers rigorous stability guarantees beyond
620
local linearization validity.
621
622
\section*{References}
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\begin{enumerate}
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\item Khalil, H.K. \textit{Nonlinear Systems}, 3rd ed. Prentice Hall, 2002.
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\item Slotine, J.-J.E., and Li, W. \textit{Applied Nonlinear Control}. Prentice Hall, 1991.
627
\item Isidori, A. \textit{Nonlinear Control Systems}, 3rd ed. Springer, 1995.
628
\item Krstić, M., Kanellakopoulos, I., and Kokotović, P. \textit{Nonlinear and Adaptive Control Design}. Wiley, 1995.
629
\item Utkin, V., Guldner, J., and Shi, J. \textit{Sliding Mode Control in Electro-Mechanical Systems}, 2nd ed. CRC Press, 2009.
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\item Sastry, S. \textit{Nonlinear Systems: Analysis, Stability, and Control}. Springer, 1999.
631
\item Vidyasagar, M. \textit{Nonlinear Systems Analysis}, 2nd ed. SIAM, 2002.
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\item Sepulchre, R., Janković, M., and Kokotović, P. \textit{Constructive Nonlinear Control}. Springer, 1997.
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\item Schaft, A.J. van der. \textit{$L_2$-Gain and Passivity Techniques in Nonlinear Control}, 2nd ed. Springer, 2000.
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\item Freeman, R.A., and Kokotović, P.V. \textit{Robust Nonlinear Control Design: State-Space and Lyapunov Techniques}. Birkhäuser, 1996.
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\item Edwards, C., and Spurgeon, S. \textit{Sliding Mode Control: Theory and Applications}. Taylor \& Francis, 1998.
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\item Levine, W.S. (ed.) \textit{The Control Handbook}, 2nd ed. CRC Press, 2011.
637
\item Astrom, K.J., and Wittenmark, B. \textit{Adaptive Control}, 2nd ed. Dover, 2008.
638
\item Glad, T., and Ljung, L. \textit{Control Theory: Multivariable and Nonlinear Methods}. Taylor \& Francis, 2000.
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\item Sontag, E.D. \textit{Mathematical Control Theory: Deterministic Finite Dimensional Systems}, 2nd ed. Springer, 1998.
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\item Byrnes, C.I., and Isidori, A. "Asymptotic stabilization of minimum phase nonlinear systems." \textit{IEEE Trans. Automatic Control}, 36(10):1122-1137, 1991.
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\item Emelyanov, S.V. "Binary automatic systems with various forms of pulse modulation." \textit{Proceedings of the USSR Academy of Sciences}, 150:1:106-109, 1963.
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\item Lyapunov, A.M. "The general problem of the stability of motion." \textit{Int. J. Control}, 55(3):531-534, 1992 (translation of 1892 original).
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\end{enumerate}
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\end{document}
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