NoAuthClientAuth.java

/*
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 * DO NOT ALTER OR REMOVE COPYRIGHT NOTICES OR THIS FILE HEADER.
 *
 * This code is free software; you can redistribute it and/or modify it
 * under the terms of the GNU General Public License version 2 only, as
 * published by the Free Software Foundation.
 *
 * This code is distributed in the hope that it will be useful, but WITHOUT
 * ANY WARRANTY; without even the implied warranty of MERCHANTABILITY or
 * FITNESS FOR A PARTICULAR PURPOSE.  See the GNU General Public License
 * version 2 for more details (a copy is included in the LICENSE file that
 * accompanied this code).
 *
 * You should have received a copy of the GNU General Public License version
 * 2 along with this work; if not, write to the Free Software Foundation,
 * Inc., 51 Franklin St, Fifth Floor, Boston, MA 02110-1301 USA.
 *
 * Please contact Oracle, 500 Oracle Parkway, Redwood Shores, CA 94065 USA
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 * questions.
 */

//
// SunJSSE does not support dynamic system properties, no way to re-use
// system properties in samevm/agentvm mode.
//

/*
 * @test
 * @bug 4495742
 * @summary Demonstrate SSLEngine switch from no client auth to client auth.
 * @run main/othervm NoAuthClientAuth SSLv3
 * @run main/othervm NoAuthClientAuth TLSv1
 * @run main/othervm NoAuthClientAuth TLSv1.1
 * @run main/othervm NoAuthClientAuth TLSv1.2
 * @author Brad R. Wetmore
 */

/**
 * A SSLEngine usage example which simplifies the presentation
 * by removing the I/O and multi-threading concerns.
 *
 * The test creates two SSLEngines, simulating a client and server.
 * The "transport" layer consists two byte buffers:  think of them
 * as directly connected pipes.
 *
 * Note, this is a *very* simple example: real code will be much more
 * involved.  For example, different threading and I/O models could be
 * used, transport mechanisms could close unexpectedly, and so on.
 *
 * When this application runs, notice that several messages
 * (wrap/unwrap) pass before any application data is consumed or
 * produced.  (For more information, please see the SSL/TLS
 * specifications.)  There may several steps for a successful handshake,
 * so it's typical to see the following series of operations:
 *
 *      client          server          message
 *      ======          ======          =======
 *      wrap()          ...             ClientHello
 *      ...             unwrap()        ClientHello
 *      ...             wrap()          ServerHello/Certificate
 *      unwrap()        ...             ServerHello/Certificate
 *      wrap()          ...             ClientKeyExchange
 *      wrap()          ...             ChangeCipherSpec
 *      wrap()          ...             Finished
 *      ...             unwrap()        ClientKeyExchange
 *      ...             unwrap()        ChangeCipherSpec
 *      ...             unwrap()        Finished
 *      ...             wrap()          ChangeCipherSpec
 *      ...             wrap()          Finished
 *      unwrap()        ...             ChangeCipherSpec
 *      unwrap()        ...             Finished
 *
 * In this example, we do a rehandshake and make sure that completes
 * correctly.
 */

import javax.net.ssl.*;
import javax.net.ssl.SSLEngineResult.*;
import java.io.*;
import java.security.*;
import java.nio.*;

// Note that this test case depends on JSSE provider implementation details.
public class NoAuthClientAuth {

    /*
     * Enables logging of the SSLEngine operations.
     */
    private static boolean logging = true;

    /*
     * Enables the JSSE system debugging system property:
     *
     *     -Djavax.net.debug=all
     *
     * This gives a lot of low-level information about operations underway,
     * including specific handshake messages, and might be best examined
     * after gaining some familiarity with this application.
     */
    private static boolean debug = true;

    private SSLContext sslc;

    private SSLEngine clientEngine;     // client Engine
    private ByteBuffer clientOut;       // write side of clientEngine
    private ByteBuffer clientIn;        // read side of clientEngine

    private SSLEngine serverEngine;     // server Engine
    private ByteBuffer serverOut;       // write side of serverEngine
    private ByteBuffer serverIn;        // read side of serverEngine

    /*
     * For data transport, this example uses local ByteBuffers.  This
     * isn't really useful, but the purpose of this example is to show
     * SSLEngine concepts, not how to do network transport.
     */
    private ByteBuffer cTOs;            // "reliable" transport client->server
    private ByteBuffer sTOc;            // "reliable" transport server->client

    /*
     * The following is to set up the keystores.
     */
    private static String pathToStores = "../etc";
    private static String keyStoreFile = "keystore";
    private static String trustStoreFile = "truststore";
    private static String passwd = "passphrase";

    private static String keyFilename =
            System.getProperty("test.src", ".") + "/" + pathToStores +
                "/" + keyStoreFile;
    private static String trustFilename =
            System.getProperty("test.src", ".") + "/" + pathToStores +
                "/" + trustStoreFile;
    // the specified protocol
    private static String tlsProtocol;

    /*
     * Main entry point for this test.
     */
    public static void main(String args[]) throws Exception {
        Security.setProperty("jdk.tls.disabledAlgorithms", "");

        if (debug) {
            System.setProperty("javax.net.debug", "all");
        }

        tlsProtocol = args[0];

        NoAuthClientAuth test = new NoAuthClientAuth();
        test.runTest();

        System.out.println("Test Passed.");
    }

    /*
     * Create an initialized SSLContext to use for these tests.
     */
    public NoAuthClientAuth() throws Exception {

        KeyStore ks = KeyStore.getInstance("JKS");
        KeyStore ts = KeyStore.getInstance("JKS");

        char[] passphrase = "passphrase".toCharArray();

        ks.load(new FileInputStream(keyFilename), passphrase);
        ts.load(new FileInputStream(trustFilename), passphrase);

        KeyManagerFactory kmf = KeyManagerFactory.getInstance("SunX509");
        kmf.init(ks, passphrase);

        TrustManagerFactory tmf = TrustManagerFactory.getInstance("SunX509");
        tmf.init(ts);

        SSLContext sslCtx = SSLContext.getInstance("TLS");

        sslCtx.init(kmf.getKeyManagers(), tmf.getTrustManagers(), null);

        sslc = sslCtx;
    }

    /*
     * Run the test.
     *
     * Sit in a tight loop, both engines calling wrap/unwrap regardless
     * of whether data is available or not.  We do this until both engines
     * report back they are closed.
     *
     * The main loop handles all of the I/O phases of the SSLEngine's
     * lifetime:
     *
     *     initial handshaking
     *     application data transfer
     *     engine closing
     *
     * One could easily separate these phases into separate
     * sections of code.
     */
    private void runTest() throws Exception {

        createSSLEngines();
        createBuffers();

        SSLEngineResult clientResult;   // results from client's last operation
        SSLEngineResult serverResult;   // results from server's last operation

        /*
         * Examining the SSLEngineResults could be much more involved,
         * and may alter the overall flow of the application.
         *
         * For example, if we received a BUFFER_OVERFLOW when trying
         * to write to the output pipe, we could reallocate a larger
         * pipe, but instead we wait for the peer to drain it.
         */
        int hsCompleted = 0;
        while (!isEngineClosed(clientEngine) ||
                !isEngineClosed(serverEngine)) {

            log("================");

            clientResult = clientEngine.wrap(clientOut, cTOs);
            log("client wrap: ", clientResult);
            runDelegatedTasks(clientResult, clientEngine);
            clientOut.rewind();

            serverResult = serverEngine.wrap(serverOut, sTOc);
            log("server wrap: ", serverResult);
            runDelegatedTasks(serverResult, serverEngine);
            serverOut.rewind();

            // Jeanfrancois:
            // Here is the main rehandshaking step.
            if (serverResult.getHandshakeStatus() ==
                    HandshakeStatus.FINISHED) {
                hsCompleted++;
                log("\t" + hsCompleted + " handshake completed");
                if (hsCompleted == 1) {
                    try {
                        serverEngine.getSession().getPeerCertificates();
                        throw new Exception("Should have got exception");
                    } catch (SSLPeerUnverifiedException e) {
                        System.out.println("Caught proper exception." + e);
                    }
                    log("\tInvalidating session, setting client auth, " +
                        " starting rehandshake");
                    serverEngine.getSession().invalidate();
                    serverEngine.setNeedClientAuth(true);
                    serverEngine.beginHandshake();
                } else if (hsCompleted == 2) {
                    java.security.cert.Certificate [] certs =
                        serverEngine.getSession().getPeerCertificates();
                    System.out.println("Client Certificate(s) received");
                    for (java.security.cert.Certificate c : certs) {
                        System.out.println(c);
                    }
//                    log("Closing server.");
//                    serverEngine.closeOutbound();
                } // nothing.
            }

            cTOs.flip();
            sTOc.flip();

            log("----");

            if (!clientEngine.isInboundDone()) {
                clientResult = clientEngine.unwrap(sTOc, clientIn);
                log("client unwrap: ", clientResult);
                runDelegatedTasks(clientResult, clientEngine);
                clientIn.clear();
                sTOc.compact();
            } else {
                sTOc.clear();
            }

            if (!serverEngine.isInboundDone()) {
                serverResult = serverEngine.unwrap(cTOs, serverIn);
                log("server unwrap: ", serverResult);
                runDelegatedTasks(serverResult, serverEngine);
                serverIn.clear();
                cTOs.compact();
            } else {
                cTOs.clear();
            }

            if (hsCompleted == 2) {
                  log("Closing server.");
                  serverEngine.closeOutbound();
            }
        }
    }

    /*
     * Using the SSLContext created during object creation,
     * create/configure the SSLEngines we'll use for this test.
     */
    private void createSSLEngines() throws Exception {
        /*
         * Configure the serverEngine to act as a server in the SSL/TLS
         * handshake.  Also, require SSL client authentication.
         */
        serverEngine = sslc.createSSLEngine();
        serverEngine.setUseClientMode(false);
        serverEngine.setNeedClientAuth(false);

        /*
         * Similar to above, but using client mode instead.
         */
        clientEngine = sslc.createSSLEngine("client", 80);
        clientEngine.setUseClientMode(true);
        clientEngine.setEnabledProtocols(new String[] { tlsProtocol });
    }

    /*
     * Create and size the buffers appropriately.
     */
    private void createBuffers() {

        /*
         * We'll assume the buffer sizes are the same
         * between client and server.
         */
        SSLSession session = clientEngine.getSession();
        int appBufferMax = session.getApplicationBufferSize();
        int netBufferMax = session.getPacketBufferSize();

        /*
         * We'll make the input buffers a bit bigger than the max needed
         * size, so that unwrap()s following a successful data transfer
         * won't generate BUFFER_OVERFLOWS.
         *
         * We'll use a mix of direct and indirect ByteBuffers for
         * tutorial purposes only.  In reality, only use direct
         * ByteBuffers when they give a clear performance enhancement.
         */
        clientIn = ByteBuffer.allocate(appBufferMax + 50);
        serverIn = ByteBuffer.allocate(appBufferMax + 50);

        cTOs = ByteBuffer.allocateDirect(netBufferMax);
        sTOc = ByteBuffer.allocateDirect(netBufferMax);

        clientOut = ByteBuffer.wrap("Hi Server, I'm Client".getBytes());
        serverOut = ByteBuffer.wrap("Hello Client, I'm Server".getBytes());
    }

    /*
     * If the result indicates that we have outstanding tasks to do,
     * go ahead and run them in this thread.
     */
    private static void runDelegatedTasks(SSLEngineResult result,
            SSLEngine engine) throws Exception {

        if (result.getHandshakeStatus() == HandshakeStatus.NEED_TASK) {
            Runnable runnable;
            while ((runnable = engine.getDelegatedTask()) != null) {
                log("\trunning delegated task...");
                runnable.run();
            }
            HandshakeStatus hsStatus = engine.getHandshakeStatus();
            if (hsStatus == HandshakeStatus.NEED_TASK) {
                throw new Exception(
                    "handshake shouldn't need additional tasks");
            }
            log("\tnew HandshakeStatus: " + hsStatus);
        }
    }

    private static boolean isEngineClosed(SSLEngine engine) {
        return (engine.isOutboundDone() && engine.isInboundDone());
    }

    /*
     * Simple check to make sure everything came across as expected.
     */
    private static void checkTransfer(ByteBuffer a, ByteBuffer b)
            throws Exception {
        a.flip();
        b.flip();

        if (!a.equals(b)) {
            throw new Exception("Data didn't transfer cleanly");
        } else {
            log("\tData transferred cleanly");
        }

        a.position(a.limit());
        b.position(b.limit());
        a.limit(a.capacity());
        b.limit(b.capacity());
    }

    /*
     * Logging code
     */
    private static boolean resultOnce = true;

    private static void log(String str, SSLEngineResult result) {
        if (!logging) {
            return;
        }
        if (resultOnce) {
            resultOnce = false;
            System.out.println("The format of the SSLEngineResult is: \n" +
                "\t\"getStatus() / getHandshakeStatus()\" +\n" +
                "\t\"bytesConsumed() / bytesProduced()\"\n");
        }
        HandshakeStatus hsStatus = result.getHandshakeStatus();
        log(str +
            result.getStatus() + "/" + hsStatus + ", " +
            result.bytesConsumed() + "/" + result.bytesProduced() +
            " bytes");
        if (hsStatus == HandshakeStatus.FINISHED) {
            log("\t...ready for application data");
        }
    }

    private static void log(String str) {
        if (logging) {
            System.out.println(str);
        }
    }
}